Day Pitney Receives Top Rankings in U.S News & World Report's – Best Lawyers "Best Law Firms" for 2024
November 2, 2023
Day Pitney Press Release
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Day Pitney's Compliance Officer Services (CO Services) provides hands-on, practical and trusted compliance advice to the business community. Day Pitney Compliance Officers serve in compliance positions in a variety of industries and are backed by the broad legal capabilities of Day Pitney. We work with your management team and budget to create the experience comparable to hiring a full-time compliance professional. Consistent, long-term involvement with your company enables you to identify and assess key compliance and ethical issues before they become problems.
We advise financial institutions on consumer laws such as the Fair Credit Reporting Act, the Fair Debt Collection Practices Act, the Real Estate Settlement Procedures Act, the Truth in Lending Act and others. We assist our clients in complying with those laws and, when necessary, defend claims brought under those laws.
Day Pitney provides a broad range of CO Services that can be tailored to your needs:
- Compliance risk assessment and risk management oversight
- Compliance and corporate governance charters
- Compliance policies and procedures, including code of conduct and ethics
- Compliance and ethics training
- Anti-money laundering, anti-bribery and anti-boycott controls
- Antitrust, insider trading, and data security and privacy compliance programs
- Investment adviser and broker-dealer compliance audits/reviews
- Record-management/document-retention processes
- Medicare, Medicaid and HIPAA compliance audits
- Stark Law and Anti-Kickback Statute analysis
- Energy law compliance reviews
- Routine regulatory requirements, reports, inquiries and inspections
- Participation in shareholder and board meetings
- Participation in strategic meetings as requested
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