Christopher M. Rogers

Christopher "Chris" Rogers assists publicly traded and privately held companies, including portfolio companies, sponsors, underwriters and investment banks in public and private offerings of debt and equity securities. He represents public issuers in capital markets transactions, including traditional common stock and warrant follow-on offerings, at-the-market (ATM) offerings, and initial public offerings (IPOs). Chris also represents public companies in connection with mergers, acquisitions and dispositions.

Chris counsels public companies with respect to SEC reporting and disclosure compliance, corporate governance, and general corporate matters. Chris prepares and reviews SEC filings, including reports on Forms 10-K, 10-Q and 8-K, Section 16 reports and Schedules 13D and 13G. He regularly drafts and reviews annual and transaction related proxy and information statements and advises public companies on annual meeting matters, compliance with federal securities laws, state corporate law requirements and relevant Nasdaq/NYSE listing requirements. Chris also drafts and reviews registration statements, including Forms S-8 and related equity incentive plans and employee stock purchase plans, as well as corporate governance materials, including committee charters, corporate governance guidelines, codes of conduct and insider trading policies.